The French Revolution and Napoleon, 1789–1815

The convergence of revolutions, 1789

The juridical revolution

Louis XVI’s decision to convene the Estates-General in May 1789 became a turning point in French history. When he invited his subjects to express their opinions and grievances in preparation for this event—unprecedented in living memory—hundreds responded with pamphlets in which the liberal ideology of 1789 gradually began to take shape. Exactly how the Estates-General should deliberate proved to be the pivotal consciousness-raising issue. Each of the three Estates could vote separately (by order) as they had in the distant past, or they could vote jointly (by head). Because the Third Estate was to have twice as many deputies as the others, only voting by head would assure its preponderant influence. If the estates voted by order, the clergy and nobility would effectively exercise a veto power over important decisions. Most pamphleteers of 1789 considered themselves “patriots,” or reformers, and (though some were nobles themselves) identified the excessive influence of “aristocrats” as a chief obstacle to reform. In his influential tract Qu’est-ce que le tiers état? (1789; What Is the Third Estate?) the constitutional theorist Emmanuel-Joseph Sieyès asserted that the Third Estate really was the French nation. While commoners did all the truly laborious and productive work of society, he claimed with some exaggeration, the nobility monopolized its lucrative sinecures and honours. As a condition of genuine reform, the Estates-General would have to change that situation.

A seismic shift was occurring in elite public opinion. What began in 1787–88 as a conflict between royal authority and traditional aristocratic groups had become a triangular struggle, with “the people” opposing both absolutism and privilege. A new kind of political discourse was emerging, and within a year it was to produce an entirely new concept of sovereignty with extremely far-reaching implications.

Patriots were driven to increasingly bold positions in part by the resistance and bad faith of royal and aristocratic forces. It is not surprising that some of the Third Estate’s most radical deputies came from Brittany, whose nobility was so hostile to change that it finally boycotted the Estates-General altogether. Hoping that the king would take the lead of the patriot cause, liberals were disappointed at the irresolute, business-as-usual attitude of the monarchy when the Estates opened at Versailles in May 1789. While the nobility organized itself into a separate chamber (by a vote of 141 to 47), as did the clergy (133 to 114), the Third Estate refused to do so. After pleading repeatedly for compromise and debating their course of action in the face of this deadlock, the Third Estate’s deputies finally acted decisively. On June 17 they proclaimed that they were not simply the Third Estate of the Estates-General but a National Assembly (Assemblée Nationale), which the other deputies were invited to join. A week later 150 deputies of the clergy did indeed join the National Assembly, but the nobility protested that the whole notion was illegal.

Now the king had to clarify his position. He began by closing the hall assigned to the Third Estate and ordering all deputies to hear a royal address on June 23. The deputies, however, adjourned to an indoor tennis court on the 20th and there swore a solemn oath to continue meeting until they had provided France with a constitution. Two days later they listened to the king’s program for reform. In the “royal session” of June 23, the king pledged to honour civil liberties, agreed to fiscal equality (already conceded by the nobility in its cahiers, or grievance petitions), and promised that the Estates-General would meet regularly in the future. But, he declared, they would deliberate separately by order. France was to become a constitutional monarchy, but one in which “the ancient distinction of the three orders will be conserved in its entirety.” In effect the king was forging an alliance with the nobility, whose most articulate members—the judges of the parlements—only a year before had sought to hobble him. For the patriots this was too little and too late.

In a scene of high drama, the deputies refused to adjourn to their own hall. When ordered to do so by the king’s chamberlain, the Assembly’s president, astronomer Jean-Sylvain Bailly (1736–93), responded—to the official’s amazement—that “the assembled nation cannot receive orders.” Such defiance unnerved the king. Backing down, he directed the nobles several days later to join a National Assembly whose existence he had just denied. Thus, the Third Estate, with its allies in the clergy and nobility, had apparently effected a successful nonviolent revolution from above. Having been elected in the bailliages (the monarchy’s judicial districts, which served as electoral circumscriptions) to represent particular constituents to their king, the deputies had transformed themselves into representatives of the entire nation. Deeming the nation alone to be sovereign, they, as its representatives, claimed sole authority to exercise that sovereignty. This was the juridical revolution of 1789.

Parisian revolt

In fact, the king had by no means reconciled himself to this revolutionary act. His concession was a strategic retreat until he could muster the military power to subdue the patriots. Between June 27 and July 1 he ordered 20,000 royal troops into the Paris region, ostensibly to protect the assembly and to prevent disorder in the restive capital. The assembly’s pleas to the king to withdraw these menacing and unnecessary troops fell on deaf ears. For all of their moral force, the deputies utterly lacked material force to counter the king’s obvious intentions. The assembly was saved from likely dissolution only by a massive popular mobilization.

During the momentous political events of 1788–89, much of the country lay in the grip of a classic subsistence crisis. Bad weather had reduced the grain crops that year by almost one-quarter the normal yield. An unusually cold winter compounded the problem, as frozen rivers halted the transport and milling of flour in many localities. Amid fears of hoarding and profiteering, grain and flour reserves dwindled. In Paris the price of the four-pound loaf of bread—the standard item of consumption accounting for most of the population’s calories and nutrition—rose from its usual 8 sous to 14 sous by January 1789. This intolerable trend set off traditional forms of popular protest. If royal officials did not assure basic food supplies at affordable prices, then people would act directly to seize food. During the winter and spring of 1789, urban consumers and peasants rioted at bakeries and markets and attacked millers and grain convoys. Then, in July, this anxiety merged with the looming political crisis at Versailles. Parisians believed that food shortages and royal troops would be used in tandem to starve the people and overwhelm them into submission. They feared an “aristocratic plot” to throttle the patriot cause.

When the king dismissed the still-popular finance minister Necker on July 11, Parisians correctly read this as a signal that the counterrevolution was about to begin. Instead of yielding, however, they rose in rebellion. Street-corner orators such as Camille Desmoulins stirred their compatriots to resist. Confronting royal troops in the streets, they won some soldiers to their side and induced officers to confine other potentially unreliable units to their barracks. On July 13, bands of Parisians ransacked armourers’ shops in a frantic search for weapons. The next day a large crowd invaded the Hôtel des Invalides and seized thousands of rifles without resistance. Then they moved to the Bastille, an old fortress commanding the Faubourg Saint-Antoine, which had served as a notorious royal prison earlier in the century but was now scheduled for demolition. Believing that gunpowder was stored there, the crowd laid siege to the Bastille. Unlike the troops at the Invalides, the Bastille’s tiny garrison resisted, a fierce battle erupted, and dozens of Parisians were killed. When the garrison finally capitulated, the irate crowd massacred several of the soldiers. In another part of town two leading royal officials were lynched for their presumed role in the plot against the people. Meanwhile, the electors of Paris, who had continued to meet after choosing their deputies to the Estates-General, ousted the royal officials of the city government, formed a revolutionary municipality, and organized a citizens’ militia, or national guard, to patrol the streets. Similar municipal revolutions occurred in 26 of the 30 largest French cities, thus assuring that the capital’s defiance would not be an isolated act.

By any standard, the fall of the Bastille to the Parisian crowd was a spectacular symbolic event—a seemingly miraculous triumph of the people against the power of royal arms. The heroism of the crowd and the blood of its martyrs—ordinary Parisian artisans, tradesmen, and workers—sanctified the patriot cause. Most important, the elites and the people of Paris had made common cause, despite the inherent distrust and social distance between them. The mythic unity of the Third Estate—endlessly invoked by patriot writers and orators—seemed actually to exist, if only momentarily. Before this awesome material and moral force, Louis XVI capitulated. He did not want civil war in the streets. The Parisian insurrection of July 14 not only saved the National Assembly from dissolution but altered the course of the Revolution by giving it a far more active, popular, and violent dimension. On July 17 the king traveled to Paris, where he publicly donned a cockade bearing a new combination of colours: white for the Bourbons and blue and red for the city of Paris. This tricolour was to become the new national flag.

The new regime

By sweeping away the old web of privileges, the August 4 decree permitted the Assembly to construct a new regime. Since it would take months to draft a constitution, the Assembly on August 27 promulgated its basic principles in a Declaration of the Rights of Man and of the Citizen. A rallying point for the future, the declaration also stood as the death certificate of the ancien régime. The declaration’s authors believed it to have universal significance. “In the new hemisphere, the brave inhabitants of Philadelphia have given the example of a people who reestablished their liberty,” conceded one deputy, but “France would give that example to the rest of the world.” At the same time, the declaration responded to particular circumstances and was thus a calculated mixture of general principles and specific concerns. Its concept of natural rights meant that the Revolution would not be bound by history and tradition but could reshape the contours of society according to reason—a position vehemently denounced by Edmund Burke in England.

The very first article of the declaration resoundingly challenged Europe’s old order by affirming that “men are born and remain free and equal in rights. Social distinctions may be based only on common utility.” Most of its articles concerned individual liberty, but the declaration’s emphasis fell equally on the prerogatives of the state as expressed through law. (Considering how drastically the erstwhile delegates to the Estates-General had exceeded their mandates, they certainly needed to underscore the legitimacy of their new government and its laws.) The declaration, and subsequent Revolutionary constitutions, channeled the sovereignty of the nation into representative government, thereby negating claims by parlements, provincial estates, or divine-right monarchs as well as any conception of direct democracy. Though the declaration affirmed the separation of powers, by making no provision for a supreme court, it effectively left the French legislature as the ultimate judge of its own actions. The declaration defined liberty as “the ability to do whatever does not harm another…whose limits can only be determined by law.” The same limitation by positive law was attached to specific liberties, such as freedom from arbitrary arrest, freedom of expression, and freedom of religious conscience. The men of 1789 believed deeply in these liberties, yet they did not establish them in autonomous, absolute terms that would ensure their sanctity under any circumstances.

Restructuring France

From 1789 to 1791 the National Assembly acted as a constituent assembly, drafting a constitution for the new regime while also governing from day to day. The constitution established a limited monarchy, with a clear separation of powers in which the king was to name and dismiss his ministers. But sovereignty effectively resided in the legislative branch, to consist of a single house, the Legislative Assembly, elected by a system of indirect voting. (“The people or the nation can have only one voice, that of the national legislature,” wrote Sieyès. “The people can speak and act only through its representatives.”) Besides failing to win a bicameral system, the moderate Anglophile, or monarchien, faction lost a bitter debate on the king’s veto power: the Assembly granted the king only a suspensive or delaying veto over legislation; if a bill passed the Legislative Assembly in three successive sessions, it would become law even without royal approval.

Dismayed at what he deemed the ill-considered radicalism of such decisions, Jean-Joseph Mounier, a leading patriot deputy in the summer of 1789 and author of the Tennis Court Oath, resigned from the Assembly in October. In a similar vein, some late-20th-century historians (notably François Furet) suggested that the Assembly’s integral concept of national sovereignty and legislative supremacy effectively reestablished absolutism in a new guise, providing the new government with inherently unlimited powers. Nor, they believed, is it surprising that the revolutionaries abused those powers as their pursuit of utopian goals encountered resistance. In theory this may well be true, but it must be balanced against the actual institutions created to implement those powers and the spirit in which they were used. With a few exceptions—notably the religious issue—the National Assembly acted in a liberal spirit, more pragmatic than utopian, and was decidedly more constructive than repressive.

The revolutionaries took civil equality seriously but created a limited definition of political rights. They effectively transferred political power from the monarchy and the privileged estates to the general body of propertied citizens. Nobles lost their privileges in 1789 and their titles in 1790, but, as propertied individuals, they could readily join the new political elite. The constitution restricted the franchise to “active” citizens who paid a minimal sum in taxes, with higher property qualifications for eligibility for public office (a direct-tax payment equivalent to 3 days’ wages for voters and 10 days’ wages for electors and officeholders). Under this system about two-thirds of adult males had the right to vote for electors and choose certain local officials directly. Although it favoured wealthier citizens, the system was vastly more democratic than Britain’s.

Predictably, the franchise did not extend to women, despite delegations and pamphlets advocating women’s rights. The Assembly responded brusquely that, because women were too emotional and easily misled, they must be kept out of public life and devote themselves to their nurturing and maternal roles. But the formal exclusion of women from politics did not keep them on the sidelines. Women were active combatants in local conflicts that soon erupted over religious policy, and they agitated over subsistence issues—Parisian women, for example, made a mass march to Versailles in October that forced the king to move back to the capital. In the towns, they formed auxiliaries to local Jacobin clubs and even a handful of independent women’s clubs, participated in civic festivals, and did public relief work.

The Assembly’s design for local government and administration proved to be one of the Revolution’s most durable legacies. Obliterating the political identity of France’s historic provinces, the deputies redivided the nation’s territory into 83 départements of roughly equal size. Unlike the old provinces, each département would have exactly the same institutions; départements were in turn subdivided into districts, cantons, and communes (the common designation for a village or town). On the one hand, this administrative transformation promoted decentralization and local autonomy: citizens of each département, district, and commune elected their own local officials. On the other hand, these local governments were subordinated to the national legislature and ministries in Paris. The départements therefore became instruments of national uniformity and integration, which is to say, centralization. This ambiguity the legislators fully appreciated, assuming that a healthy equilibrium could be maintained between the two tendencies. That the Revolutionary government of 1793 and Napoleon would later use these structures to concentrate power from the centre was not something they could anticipate.

The new administrative map also created the parameters for judicial reform. Sweeping away the entire judicial system of the ancien régime, the revolutionaries established a civil court in each district and a criminal court in each département. At the grass roots they replaced seigneurial justice with a justice of the peace in each canton. Judges on all of these tribunals were to be elected. While rejecting the use of juries in civil cases, the Assembly decreed that felonies would be tried by juries; if a jury convicted, judges would merely apply the mandatory sentences set out in the Assembly’s tough new penal code of 1791. Criminal defendants also gained the right to counsel, which had been denied them under the jurisprudence of the ancien régime. In civil law, the Assembly encouraged arbitration and mediation to avoid the time-consuming and costly processes of formal litigation. In general, the revolutionaries hoped to make the administration of justice more accessible and expeditious.

Guided by laissez-faire doctrine and its hostility to privileged corporations, the Assembly sought to open up economic life to unimpeded individual initiative and competition. Besides proclaiming the right of all citizens to enter any trade and conduct it as they saw fit, the Assembly dismantled internal tariffs and chartered trading monopolies and abolished the guilds of merchants and artisans. Insisting that workers must bargain in the economic marketplace as individuals, the Le Chapelier Law of June 1791 (named after reformer Jean Le Chapelier) banned workers’ associations and strikes. The precepts of economic individualism extended to rural life as well. In theory, peasants and landlords were now free to cultivate their fields as they wished, regardless of traditional collective routines and constraints. In practice, however, communal restraints proved to be deep-rooted and resistant to legal abolition.

Seeds of discord

Security could not be taken for granted, however, because the Revolution progressively alienated or disappointed important elements of French society. Among the elites, opposition began almost immediately when some of the king’s close relatives left the country in disgust after July 14, thus becoming the first émigrés. Each turning point in the Revolution touched off new waves of emigration, especially among the nobility. By 1792 an estimated two-thirds of the royal officer corps had resigned their commissions, and most had left the country. A contentious royalist press bitterly denounced the policies of the Assembly as spoliation and the Revolutionary atmosphere as a form of anarchy. Abroad, widespread enthusiasm for the events in France among the general public from London to Vienna was matched by intense hostility in ruling circles fearful of revolutionary contagion within their own borders.

After the first months of solidarity, long-standing urban-rural tensions took on new force. Though peasants might vote in large numbers, the urban middle classes predictably emerged with the lion’s share of the new district and département offices after the first elections of 1790. Administrative and judicial reform gave these local officials more powers for intrusion into rural society than royal officials ever had, with battalions of armed national guards to back them up. Peasants might easily view urban revolutionary elites as battening on political power and national lands. And, while the Assembly made the tax system more uniform and equitable, direct taxes remained heavy and actually rose in formerly privileged regions, while nothing was done to relieve the plight of tenant farmers. Later, when the Revolutionary government sought to draft young men into the army, another grievance was added to the list.

Political tensions

The political life of the new regime was also proving more contentious than the revolutionaries had anticipated. With courage and consistency, the Assembly had provided that officials of all kinds be elected. But it was uncertain whether these officials, once the ballots were cast, could do their duty free from public pressure and agitation. Nor was it clear what the role of “public opinion” and the mechanisms for its expression would be. The spectacular development of a free press and political clubs provided an answer. Fearful that these extra-parliamentary institutions could be abused by demagogues, the Assembly tried to curb them from time to time but to no avail. Freed entirely from royal censorship, writers and publishers rushed to satisfy the appetite for news and political opinion. The first journalists included deputies reporting to their constituents by means of a newspaper. Paris, which had only 4 quasi-official newspapers at the start of 1789, saw more than 130 new periodicals by the end of the year, most admittedly short-lived, including 20 dailies. As the journalist Jacques-Pierre Brissot put it, newspapers are “the only way of educating a large nation unaccustomed to freedom or to reading, yet looking to free itself from ignorance.” Provincial publishers were as quick to found new periodicals in the larger towns. Bordeaux, for example, had only 1 newspaper in 1789, but 16 appeared within the next two years. While some papers remained bland and politically neutral, many had strong political opinions.

Like the National Assembly, revolutionary clubs also began at Versailles, when patriot deputies rallied to a caucus of outspoken Third Estate deputies from Brittany. Thus began the Club Breton—complete with bylaws, minutes, committees, correspondence, and membership requirements—which later reorganized as the Society of the Friends of the Constitution. Soon it was known as the Jacobin Club, after the Dominican convent where the club met when the assembly transferred to Paris in October. Most prominent revolutionaries belonged to the Jacobin Club, from constitutional royalists such as the comte de Mirabeau, the marquis de Lafayette, and the comte de Barnave to radicals such as Brissot, Alexandre Sabès Pétion, and Maximilien Robespierre. By mid-1791, however, moderates became uncomfortable with the Jacobin Club, where Robespierre was emerging as a dominant figure.

The Jacobin Club was pushed from the left by the Club of the Cordeliers, one of the neighbourhood clubs in the capital. The Cordeliers militants rejected the Assembly’s concept of representation as the exclusive expression of popular sovereignty. They held to a more direct vision of popular sovereignty as relentless vigilance and participation by citizens through demonstrations, petitions, deputations, and, if necessary, insurrection. In his newspaper L’Ami du peuple (“The Friend of the People”) Jean-Paul Marat injected an extreme rhetoric about alleged conspiracies and the need for violence against counterrevolutionaries that exceeded anything heard in the Assembly’s political discourse.

Like the press, clubs quickly spread in the provinces. Building, no doubt, on old-regime patterns of sociability—reading clubs, Freemasonry, or confraternities—political clubs became a prime vehicle for participation in the Revolution. More than 300 towns had clubs by the end of 1790 and 900 by mid-1791. Later clubs spread to the villages as well: a study has counted 5,000 localities that had clubs at one time or another between 1790 and 1795. Many clubs affiliated with the Paris Jacobin Club, the “mother club,” in an informal nationwide network. Most began with membership limited to the middle class and a sprinkling of liberal nobles, but gradually artisans, shopkeepers, and peasants joined the rolls. Initially the clubs promoted civic education and publicized the Assembly’s reforms. But some became more activist, seeking to influence political decisions with petitions, exercise surveillance over constituted authorities, and denounce those they deemed remiss.

By 1791 the Assembly found itself in a cross fire between the machinations of counterrevolutionaries—émigrés, royalist newspapers, refractory clergy—and the denunciations of radicals. Its ability to steer a stable course depended in part on the cooperation of the king. Publicly Louis XVI distanced himself from his émigré relatives, but privately he was in league with them and secretly corresponded with the royal houses of Spain and Austria to enlist their support. On June 21, 1791, the royal family attempted to flee its “captivity” in the Tuileries Palace and escape across the Belgian border. Rashly, Louis left behind a letter revealing his utter hostility to the Revolution. At the last minute, however, the king was recognized at the town of Varennes near the border, and the royal party was forcibly returned to Paris.

A great crisis for the Revolution ensued. While the Assembly reinforced the frontiers by calling for 100,000 volunteers from the national guard, its moderate leaders hoped that this fiasco would end Louis’s opposition once and for all. To preserve their constitutional compromise, they turned a blind eye to the king’s manifest treason by inventing the fiction that he had been kidnapped. As Antoine Barnave put it, “Are we or are we not going to terminate the Revolution? Or are we going to start it all over again?” Outside the Assembly, however, Jacobins and Cordeliers launched a petition campaign against reinstating the king. A mass demonstration on July 17 at the Champ de Mars against the king ended in a bloody riot, as the authorities called out the national guard under Lafayette’s command to disperse the demonstrators. This precipitated vehement recriminations in the Jacobin Club, which finally split apart under the pressure. The mass of moderate deputies abandoned the club to a rump of radicals and formed a new association called the Club of the Feuillants. Under the leadership of Robespierre and Jérôme Pétion (who later became mortal enemies), the purged Jacobin Club rallied most provincial clubs and emerged from the crisis with a more unified, radical point of view. For the time being, however, the moderates prevailed in the Assembly. They completed the Constitution of 1791, and on the last day of September 1791 the National Assembly dissolved itself, having previously decreed the ineligibility of its members for the new Legislative Assembly.

When the newly elected Legislative Assembly convened in October, the question of counterrevolution dominated its proceedings. Such Jacobin deputies as Brissot argued that only war against the émigré army gathering at Coblenz across the Rhine could end the threat: “Do you wish at one blow to destroy the aristocracy, the refractory priests, and the malcontents: then destroy Coblenz.” Whereas the Feuillants opposed this war fever, Lafayette saw a successful military campaign as a way to gain power, while the king’s circle believed that war would bring military defeat to France and a restoration of royal authority. On the other side, the Habsburg monarch, Leopold II, had resisted the pleas of his sister Marie-Antoinette and opposed intervention against France, but his death in March 1792 brought his bellicose son Francis II to the throne, and the stage was set for war.

In April 1792 France went to war against a coalition of Austria, Prussia, and the émigrés. Each camp expected rapid victory, but both were disappointed. The allies repulsed a French offensive and soon invaded French territory. The Legislative Assembly called for a new levy of 100,000 military volunteers, but, when it voted to incarcerate refractory clergy, the king vetoed the decree. Though many Frenchmen remained respectful of the king, the most vocal elements of public opinion denounced Louis and demonstrated against him; but the Legislative Assembly refused to act. As Prussian forces drove toward Paris, their commander, the duke of Brunswick, proclaimed his aim of restoring the full authority of the monarchy and warned that any action against the king would bring down “exemplary and memorable vengeance” against the capital. Far from terrifying the Parisians, the Brunswick Manifesto enraged them and drove them into decisive action.

Militants in the Paris Commune, the Revolutionary government of Paris set up by the capital’s 48 wards, or sections, gave the Legislative Assembly a deadline in which to suspend the king. When it passed unheeded, they organized an insurrection. On August 10, 1792, a huge crowd of armed Parisians stormed the royal palace after a fierce battle with the garrison. The Legislative Assembly then had no choice but to declare the king suspended. That night more than half the deputies themselves fled Paris, for the Legislative Assembly, too, had lost its mandate. Those who remained ordered the election by universal male suffrage of a National Convention. It would judge the king, draft a new republican constitution, and govern France during the emergency. The constitution of 1791 had lasted less than a year, and the second revolution dreaded by the Feuillants had begun.

The second revolution

The insurrection of August 10, 1792, did not, of course, stop the Prussian advance on the capital. As enthusiastic contingents of volunteers left for the front, fear of counterrevolutionary plots gripped the capital. Journalists such as Jean-Paul Marat pointed to the prisons bursting with vagrants and criminals as well as refractory clergy and royalists and asked what would happen if traitors forced open the jails and released these hordes of fanatics and brigands. In response, Parisians took the law into their own hands with an orgy of mass lynching.

On their own initiative, citizens entered the prisons, set up “popular tribunals” to hold perfunctory trials, and summarily executed between 1,100 and 1,400 prisoners out of a total of 2,800, stabbing and hacking them to death with any instruments at hand. These prison massacres were no momentary fit of frenzy but went on for four days. At the time, no one in authority dared try to stop the slaughter. Officials of the provisional government and the Paris Commune “drew a veil” over this appalling event as it ran its course, though soon political rivals were accusing each other of instigating the massacres. In a different vein, Robespierre among others concluded that popular demands for vengeance and terror had to be channeled into legal forms; to prevent such anarchy, the state itself must become the orderly instrument of the people’s punitive will.

The next two weeks brought this period of extreme uncertainty to a close. On September 20 the French army turned back the invaders at the Battle of Valmy, and in November at the Battle of Jemappes it won control of the Austrian Netherlands (now Belgium). On September 21 the National Convention convened, ending the vacuum of authority that had followed the August 10 insurrection. Its first major task was to decide the fate of the ex-king. The Convention’s trial of Louis became an educational experience for the French people in which the institution of monarchy was to be completely desacralized.

Hard evidence of Louis’s treason produced a unanimous guilty verdict, but the issue of punishment divided the deputies sharply. In a painstaking and solemn debate each deputy cast his vote individually and explained it. At the end the Convention voted the death sentence, 387 to 334. A motion for reprieve was defeated (380 to 310), and one to submit the verdict to a national referendum was rejected (425 to 286). This ill-considered proposal left the impression that certain deputies were frantic to save the king’s life, and their Jacobin opponents were quick to raise vague accusations of treasonous intent against them. In any event, the former king Louis XVI, now known simply as “Citizen Capet,” was executed on January 21, 1793, in an act of immense symbolic importance. For the deputies to the National Convention, now regicides, there could be no turning back. Laws to deport the refractory clergy, to bar the émigrés forever upon pain of death, and to confiscate their property rounded out the Convention’s program for eliminating the Revolution’s most determined enemies.

A republic in crisis

By the spring of 1793, however, the republic was beleaguered. In the second round of the war, the coalition—now reinforced by Spain, Piedmont, and Britain—routed French forces in the Austrian Netherlands and the Rhineland and breached the Pyrenees. Fighting on five different fronts and bereft of effective leadership, French armies seemed to be losing everywhere. Even General Charles-François du Périer Dumouriez, the hero of the first Netherlands campaign, had gone over to the enemy in April after quarreling with the Convention. Meanwhile, civil war had broken out within France. Rural disaffection in western France, especially over the religious question referred to earlier, had been building steadily, leaving republicans in the region’s cities and small towns an unpopular and vulnerable minority. Rural rage finally erupted into armed rebellion in March 1793 when the Convention decreed that each département must produce a quota of citizens for the army. In four départements south of the Loire River, the Vendée rebellion began with assaults on the towns and the massacre of patriots. Gradually, royalist nobles assumed the leadership of the peasants and weavers who had risen on their own initiative. Forging them into a “Catholic and Royalist Army,” they hoped to overthrow the republic and restore the Bourbons.

The Convention could take no comfort from the economic situation either. An accelerating depreciation of the assignats compounded severe shortages of grain and flour in 1793. Inflation, scarcity, and hoarding made life unbearable for the urban masses and hampered efforts to provision the republic’s armies. In reaction to such economic hardships and to the advance of antirepublican forces at the frontiers and within France, Parisian radicals clamoured relentlessly for decisive action such as price controls and the repression of counterrevolutionaries.

Girondins and Montagnards

The Convention was bitterly divided almost to the point of paralysis. From the opening day, two outspoken groups of deputies vied for the support of their less factional colleagues. The roots of this rivalry lay in a conflict between Robespierre and Brissot for leadership of the Jacobin Club in the spring and summer of 1792. At that time Robespierre had argued almost alone against the war that Brissot passionately advocated. Later, when the war went badly and the Brissotins, anxious to wield executive power, acted equivocally in their relations with the king, the Jacobins turned on them. Brissot was formally expelled from the club in October, but his expulsion merely formalized a division that had already crystallized during the elections to the Convention in the previous month.

The Paris electoral assembly sent Robespierre, Marat, Georges Danton, and other stalwarts of the Paris Commune and the Jacobin Club to the Convention, while systematically rejecting Brissot and his allies such as the former mayor of Paris, Pétion. The Parisian deputies and their provincial supporters, numbering between 200 and 300 (depending on which historian’s taxonomy one accepts), took seats on the Convention’s upper benches and came to be known as the Montagnards.

Supported by a network of journalists and by politicians such as Interior Minister Jean-Marie Roland, however, the Brissotins retained their popularity in the provinces and were returned as deputies by other départements. In the Convention the Brissotin group included most deputies from the département of the Gironde, and the group came to be known by their opponents as the Girondins. The inner core of this loose faction, who often socialized in Roland’s salon, numbered about 60 or, with their supporters, perhaps 150 to 175.

At bottom the Girondin-Montagnard conflict stemmed from a clash of personalities and ambitions. Over the years, historians have made the case for each side by arguing that their opponents constituted the truly aggressive or obstructive minority seeking to dominate the Convention. Clearly most deputies were put off by the bitter personal attacks that regularly intruded on their deliberations. The two factions differed most over the role of Paris and the best way to deal with popular demands. Though of a middle-class background similar to that of their rivals, the Montagnards sympathized more readily with the sansculottes (the local activists) of the capital and proved temperamentally bolder in their response to economic, military, and political problems. United by an extreme hostility to Parisian militance, the Girondins never forgave the Paris Commune for its inquisitorial activity after August 10. Indeed, some Girondins did not feel physically secure in the capital. They also appeared more committed to political and economic liberties and therefore less willing to adopt extreme revolutionary measures no matter how dire the circumstances. Ready to set aside similar constitutional scruples, the Montagnards tailored their policies to the imperatives of “revolutionary necessity” and unity.

While the Girondins repeatedly attacked Parisian militants—at one point demanding the dissolution of the Paris Commune and the arrest of its leaders—the Montagnards gradually forged an informal alliance with the sansculottes. Similarly, the Montagnards supported deputies sent “on mission” to the départements when they clashed with locally elected officials, while the Girondins tended to back the officials. The Montagnards therefore alienated many moderate republicans in the provinces. As deputies of the centre, or “Plain,” such as Bertrand Barère, vainly tried to mediate between the two sides, the Convention navigated through this factionalism as best it could and improvised new responses to the crisis: a Revolutionary Tribunal to try political crimes; local surveillance committees to seek out subversives; and a Committee of Public Safety to coordinate measures of revolutionary defense. By the end of May 1793 a majority seemed ready to support the Montagnards.

Believing that the Girondins had betrayed and endangered the republic, the Paris sections (with the connivance of the Montagnards and the Paris Jacobin Club) demanded in petitions that the Convention expel the “perfidious deputies.” On May 31 they mounted a mass demonstration, and on June 2 they forced a showdown by deploying armed national guards around the convention’s hall. Backed by a huge crowd of unarmed men and women, their solid phalanx of fixed bayonets made it impossible for the deputies to leave without risking serious violence. Inside, the Montagnards applauded this insurrection as an expression of popular sovereignty, akin to that of July 14 or August 10. When the people thus spoke directly, they argued, the deputies had no choice but to comply. Centrists did everything they could to avoid a purge but in the end decided that only this fateful act could preserve the Revolution’s unity. Barère composed a report to the French people justifying the expulsion of 29 Girondins. Later 120 deputies who signed a protest against the purge were themselves suspended from the Convention, and in October the original Girondins stood trial before the Revolutionary Tribunal, which sentenced them to death. The Montagnard ascendancy had begun.

Though the deadlock in the Convention was now broken, the balance of forces in the country was by no means clear. The Parisian sansculottes might well have continued to intimidate the Convention and emerge as the dominant partner in their alliance with the Montagnards—just as Girondin orators had warned. Conversely, provincial opinion might have rebelled against this mutilation of the National Convention by Paris and its Montagnard partisans. Purged of the Girondins, the Convention itself was able to reach consensus more readily, but the nation as a whole was more divided than ever.

At first it seemed as if the expulsion of the Girondins would indeed backfire. More than half of the departmental directories protested against the purge. But, faced with pleas for unity and threats from the Convention, most of this opposition subsided quickly. Only 13 départements continued their defiant stance, and only 6 of these passed into overt armed rebellion against the Convention’s authority. Still, this was a serious threat in a country already beleaguered by civil war and military reversals. The Jacobins stigmatized this new opposition as the heresy of federalism—implying that the “federalists” no longer believed in a unified republic. Jacobin propaganda depicted the federalists as counterrevolutionaries. In fact, most were moderate republicans hostile to the royalists and committed to constitutional liberties. They did not intend to overthrow the republic or separate from it. Rather they hoped to wrest power back from what they deemed the tyrannical alliance of Montagnards and Parisian sansculottes.

In Lyon, Marseille, Toulon, and Bordeaux, bitter conflicts between local moderates and Jacobins contributed decisively to the rebellion. Uprisings in Lyon and Marseille (France’s second and third largest cities, respectively) began in late May when moderates seized power from local Jacobin authorities who had threatened their lives and property—Jacobins such as the firebrand Marie-Joseph Chalier in Lyon, who was supported by Montagnard representatives-on-mission. The expulsion of the Girondins was merely the last straw. Whatever its causes, however, “federalist” rebellion did threaten national unity and the Convention’s sovereign authority. Royalists, moreover, did gain control of the movement in Toulon and opened that port to the British. Holding out no offer of negotiation, the Convention organized military force to crush the rebellions and promised the leaders exemplary punishment. “Lyon has made war against liberty,” declared the Convention, “Lyon no longer exists.” When the republic’s forces recaptured the city in October, they changed its name to “Liberated City,” demolished the houses of the wealthy, and summarily executed more than 2,000 Lyonnais, including many wealthy merchants.

The Reign of Terror

After their victory in expelling the Girondins, Parisian militants “regenerated” their own sectional assemblies by purging local moderates, while radicals such as Jacques-René Hébert and Pierre-Gaspard Chaumette tightened their grip on the Paris Commune. On September 5, 1793, they mounted another mass demonstration to demand that the Convention assure food at affordable prices and “place terror on the order of the day.” Led by its Committee of Public Safety, the Convention placated the popular movement with decisive actions. It proclaimed the need for terror against the Revolution’s enemies, made economic crimes such as hoarding into capital offenses, and decreed a system of price and wage controls known as the Maximum. The Law of Suspects empowered local revolutionary committees to arrest “those who by their conduct, relations or language spoken or written, have shown themselves partisans of tyranny or federalism and enemies of liberty.” In 1793–94 well over 200,000 citizens were detained under this law; though most of them never stood trial, they languished in pestiferous jails, where an estimated 10,000 perished. About 17,000 death sentences were handed down by the military commissions and revolutionary tribunals of the Terror, 72 percent for charges of armed rebellion in the two major zones of civil war—the federalist southeast and the western Vendée region. One-third of the départements, however, had fewer than 10 death sentences passed on their inhabitants and were relatively tranquil.

The Convention authorized local authorities to create paramilitary forces to help police the Maximum and requisition grain in the countryside, as well as to carry out arrest warrants and guard political prisoners. About 50 such armées révolutionnaires came into being as ambulatory instruments of the Terror in the provinces. Fraternizing with peasants and artisans in the hinterland, these forces helped raise revolutionary enthusiasm but ultimately left such village sansculottes vulnerable to the wrath of the wealthy citizens whom they harassed.

Back in June the Convention had quickly drafted a new democratic constitution, incorporating such popular demands as universal male suffrage, the right to subsistence, and the right to free public education. In a referendum this Jacobin constitution of 1793 was approved virtually without dissent by about two million voters. Because of the emergency, however, the Convention placed the new constitution on the shelf in October and declared that “the provisional government of France is revolutionary until the peace.” There would be no elections, no local autonomy, no guarantees of individual liberties for the duration of the emergency. The Convention would rule with a sovereignty more absolute than the old monarchy had ever claimed. Nor would serious popular protest be tolerated any longer, now that the Jacobins had used such intervention to secure power. The balance in the alliance between Montagnards and sansculottes gradually shifted from the streets of Paris to the halls and committee rooms of the Convention.

From the beginning a popular terrorist mentality had helped shape the Revolution. Peasants and townspeople alike had been galvanized by fear and rage over “aristocratic plots” in 1789. Lynchings of “enemies of the people” punctuated the Revolution, culminating in the September massacres, which reflected an extreme fear of betrayal and an unbridled punitive will. Now the Revolution’s leaders were preempting this punitive will in order to control it: they conceived of terror as rational rather than emotional and as organized rather than instinctive. Paradoxically they were trying to render terror lawful—legality being an article of faith among most revolutionaries—but without the procedural safeguards that accompanied the regular criminal code of 1791.

For the more pragmatic Montagnards that deviation was justified by the unparalleled emergency situation confronting France in 1793: before the benefits of the Revolution could be enjoyed, they must be secured against their enemies by force. (“Terror is nothing other than justice, prompt, severe, inflexible.…Is force made only to protect crime?” declared Robespierre.) For the more ideologically exalted Jacobins such as Robespierre and Louis de Saint-Just, however, the Terror would also regenerate the nation by promoting equality and the public interest. In their minds a link existed between terror and virtue: “virtue, without which terror is fatal; terror, without which virtue is powerless.” Whoever could claim to speak for the interests of the people held the mantle of virtue and the power of revolutionary terror.

The Jacobin dictatorship

One of the changes affected by the Convention was the creation of the French republican calendar to replace the Gregorian calendar, which was viewed as nonscientific and tainted with religious associations. The Revolutionary calendar was proclaimed on 14 Vendémiaire, year II (October 5, 1793), but its starting point was set to be about a year prior, on 1 Vendémiaire, year I (September 22, 1792). The new calendar featured a 10-day week called the décade, designed to swallow up the Christian Sunday in a new cycle of work and recreation. Three décades formed a month of 30 days, and 12 months formed a year, with 5 to 6 additional days at the end of each year.

The Convention consolidated its revolutionary government in the Law of 14 Frimaire, year II (December 4, 1793). To organize the Revolution and promote confidence and compliance, efficiency and control, this law centralized authority in a parliamentary dictatorship, with the Committee of Public Safety at the helm. The committee already controlled military policy and patronage; henceforth local administrators (renamed national agents), tribunals, and revolutionary committees also came under its scrutiny and control. The network of Jacobin clubs was enlisted to monitor local officials, nominate new appointees, and in general serve as “arsenals of public opinion.”

Opposed to “ultrarevolutionary” behaviour and uncoordinated actions even by its own deputies-on-mission, the committee tried to stop the de-Christianization campaigns that had erupted during the anarchic phase of the Terror in the fall of 1793. Usually instigated by radical deputies, the de-Christianizers vandalized churches or closed them down altogether, intimidated constitutional priests into resigning their vocation, and often pressured them into marrying to demonstrate the sincerity of their conversion. Favouring a deistic form of civil religion, Robespierre implied that the atheism displayed by some de-Christianizers was a variant of counterrevolution. He insisted that citizens must be left free to practice the Roman Catholic religion, though for the time being most priests were not holding services.

The committee also felt strong enough a few months later to curb the activism of the Paris sections, dissolve the armées révolutionnaires, and purge the Paris Commune—ironically what the Girondins had hoped to do months before. But in this atmosphere no serious dissent to official policy was tolerated. The once vibrant free press had been muzzled after the purge of the Girondins. In March 1794 Hébert and other “ultrarevolutionaries” were arrested, sent to the Revolutionary Tribunal, and guillotined. A month later Danton and other so-called “indulgents” met the same fate for seeking to end the Terror—prematurely in the eyes of the committee. Then the Convention passed the infamous law of 22 Prairial, year II (June 10, 1794), to streamline revolutionary justice, denying the accused any effective right to self-defense and eliminating all sentences other than acquittal or death. Indictments by the public prosecutor, now virtually tantamount to a death sentence, multiplied rapidly.

The Terror was being escalated just when danger no longer threatened the republic—after French armies had prevailed against Austria at the decisive Battle of Fleurus on 8 Messidor (June 26) and long after rebel forces in the Vendée, Lyon, and elsewhere had been vanquished. By that time the Jacobin dictatorship had forged an effective government and had mobilized the nation’s resources, thereby mastering the crisis that had brought it into being. Yet, on 8 Thermidor (July 26), Robespierre took the rostrum to proclaim his own probity and to denounce yet another unnamed group as traitors hatching “a conspiracy against liberty.” Robespierre had clearly lost his grip on reality in his obsession with national unity and virtue. An awkward coalition of moderates, Jacobin pragmatists, rival deputies, and extremists who rightly felt threatened by the “Incorruptible” (as he was known) finally combined to topple Robespierre and his closest followers. On 9 Thermidor, year II (July 27, 1794), the Convention ordered the arrest of Robespierre and Saint-Just, and, after a failed resistance by loyalists in the Paris Commune, they were guillotined without trial the following day. The Terror was over.

The Army of the Republic

The Jacobin dictatorship had been an unstable blend of exalted patriotism, resolute political leadership, ideological fanaticism, and populist initiatives. The rhetoric and symbolism of democracy constituted a new civic pedagogy, matched by bold egalitarian policies. The army was a primary focal point of this democratic impetus. In 1790 the National Assembly had opted for a small military of long-term professionals. One-year volunteers bolstered the line army after the outbreak of war, and in March 1793 the Convention called for an additional 300,000 soldiers, with quotas to be provided by each département. Finally, in August 1793 it decreed the lévee en masse—a “requisition” of all able-bodied, unmarried men between the ages of 18 and 25. Despite massive draft evasion and desertion, within a year almost three-quarters of a million men were under arms, the citizen-soldiers merged with line-army troops in new units called demibrigades. This huge popular mobilization reinforced the Revolution’s militant spirit. The citizen-soldiers risking their lives at the front had to be supported by any and all means back home, including forced loans on the rich and punitive vigilance against those suspected of disloyalty.

Within the constraints of military discipline, the army became a model of democratic practice. Both noncommissioned and commissioned officers were chosen by a combination of election and appointment, in which seniority received some consideration, but demonstrated talent on the battlefield brought the most rapid promotion. The republic insisted that officers be respectful toward their men and share their privations. Jacobin military prosecutors enforced the laws against insubordination and desertion but took great pains to explain them to the soldiers and to make allowances for momentary weakness in deciding cases. Soldiers received revolutionary newspapers and sang revolutionary songs, exalting the citizen-soldier as the model sansculotte. Meanwhile, needy parents, wives, or dependents of soldiers at the front received subsidies, while common soldiers seriously wounded in action earned extremely generous veterans’ benefits.

The Revolution’s egalitarian promise never involved an assault on private property, but its concept of “social limitations” on property made it possible for the Convention to abolish all seigneurial dues without compensation, abolish slavery in the colonies (where rebellions of enslaved people had already achieved that result in practice), endorse the idea of progressive taxation, and temporarily regulate the economy in favour of consumers. In 1793–94 the Convention enacted an unprecedented national system of public assistance entitlements, with one program allocating small pensions to poor families with dependent children and another providing pensions to aged and indigent farm workers, artisans, and rural widows—the neediest of the needy. “We must put an end to the servitude of the most basic needs, the slavery of misery, that most hideous of inequalities,” declared Barère of the Committee of Public Safety. The Convention also implemented the Revolution’s long-standing commitment to primary education with a system of free public primary schooling for both boys and girls. The Lakanal Law of November 1794 authorized public schools in every commune with more than 1,000 inhabitants, the teachers to be selected by examination and paid fixed salaries by the government.

The Thermidorian Reaction

With control passing from the Montagnards after Robespierre’s fall, moderates in the Convention hoped to put the Terror and sansculotte militance behind them while standing fast against counterrevolution and rallying all patriots around the original principles of the Revolution. But far from stabilizing the Revolution, the fall of “the tyrant” on 9 Thermidor set in motion a brutal struggle for power. Those who had suffered under the Terror now clamoured for retribution, and moderation quickly gave way to reaction. As federalists were released, Jacobins were arrested; as the suspended Girondins were reinstated, Montagnards were purged; as moderates could feel safe, Jacobins and sansculottes were threatened. Like the Terror, the Thermidorian Reaction had an uncontrollable momentum of its own. Antiterrorism—in the press, the theatre, the streets—degenerated into a “white terror” against the men of year II. In the south, especially in Provence and the Rhône valley, the frontier between private feuds and political reaction blurred as law and order broke down. Accounts were settled by lynchings, murder gangs, and prison massacres of arrested sansculottes.

In addition to these political consequences, the Thermidorian Reaction set off a new economic and monetary crisis. Committed to free-trade principles, the Thermidorians dismantled the economic regulation and price controls of year II, along with the apparatus of the Terror that had put teeth into that system. The depreciation of the assignats, which the Terror had halted, quickly resumed. By 1795 the cities were desperately short of grain and flour, while meat, fuel, dairy products, and soap were entirely beyond the reach of ordinary consumers. By the spring of 1795 scarcity was turning into famine for working people of the capital and other cities. Surviving cadres of sansculottes in the Paris sections mobilized to halt the reaction and the economic catastrophe it had unleashed. After trying petitions and demonstrations, a crowd of sansculottes invaded the Convention on 1 Prairial, year III (May 20, 1795), in the last popular uprising of the French Revolution. “Bread is the goal of their insurrection, physically speaking,” reported a police observer, “but the Constitution of 1793 is its soul.” This rearguard rebellion of despair was doomed to fail, despite the support of a few remaining Montagnard deputies, whose fraternization with the demonstrators was to cost them their lives after the insurgents were routed the following day.

Instead of implementing the democratic Constitution of 1793, the Thermidorian Convention was preparing a new, more conservative charter. Anti-Jacobin and antiroyalist, the Thermidorians clung to the elusive centre of the political spectrum. Their constitution of year III (1795) established a liberal republic with a franchise based on the payment of taxes similar to that of 1791, a two-house legislature to slow down the legislative process, and a five-man executive Directory to be chosen by the legislature. Within a liberal framework, the central government retained great power, including emergency powers to curb freedom of the press and freedom of association. Departmental and municipal administrators were to be elected but could be removed by the Directory, and commissioners appointed by the Directory were to monitor them and report on their compliance with the laws.

The Directory

The new regime, referred to as the Directory, began auspiciously in October 1795 with a successful constitutional plebiscite and a general amnesty for political prisoners. But as one of its final acts the Convention added the “Two-thirds Decree” to the package, requiring for the sake of continuity that two-thirds of its deputies must sit by right in the new legislature regardless of voting in the départements. This outraged conservatives and royalists hoping to regain power legally, but their armed uprising in Paris was easily suppressed by the army. The Directory also weathered a conspiracy on the far left by a cabal of unreconciled militants organized around a program of communistic equality and revolutionary dictatorship. The Babeuf plot was exposed in May 1796 by a police spy, and a lengthy trial ensued in which François-Noël (“Gracchus”) Babeuf, the self-styled “Tribune of the People,” was sentenced to death.

Apart from these conspiracies, the political life of the Directory revolved around annual elections to replace one-third of the deputies and local administrators. The spirit of the Two-thirds Decree haunted this process, however, since the directors believed that stability required their continuation in power and the exclusion of royalists or Jacobins. The Directory would tolerate no organized opposition. During or immediately after each election, the government in effect violated the constitution in order to save it, whenever the right or the left seemed to be gaining ground.

As a legacy of the nation’s revolutionary upheavals, elections under the Directory displayed an unhealthy combination of massive apathy and rancorous partisanship by small minorities. When the elections of 1797 produced a royalist resurgence, the government responded with the coup of Fructidor, year V (September 1797), ousting two of the current directors, arresting leading royalist politicians, annulling the elections in 49 départements, shutting down the royalist press, and resuming the vigorous pursuit of returned émigrés and refractory clergy. This heartened the Neo-Jacobins, who organized new clubs called “constitutional circles” to emphasize their adherence to the regime. But this independent political activism on the left raised the spectre of 1793 for the Directory, and in turn it closed down the Neo-Jacobin clubs and newspapers, warned citizens against voting for “anarchists” in the elections of 1798, and promoted schisms in electoral assemblies when voters spurned this advice. When democrats (or Neo-Jacobins) prevailed nonetheless, the Directory organized another purge in the coup of Floréal, year VI (May 1798), by annulling all or some elections in 29 départements. Ambivalent and fainthearted in its republican commitment, the Directory was eroding political liberty from within. But as long as the Constitution of 1795 endured, it remained possible that political liberty and free elections might one day take root.

Sister republics

Meanwhile the Directory regime successfully exported revolution abroad by helping to create “sister republics” in western Europe. During the Revolution’s most radical phase, in 1793–94, French expansion had stopped more or less at the nation’s self-proclaimed “natural frontiers”—the Rhine, Alps, and Pyrenees. The Austrian Netherlands (now Belgium) and the left bank of the Rhine had been major battlefields in the war against the coalition, and French victories in those sectors were followed by military occupation, requisitions, and taxation but also by the abolition of feudalism and similar reforms. In 1795 Belgium was annexed to France and divided into departments, which would henceforth be treated like other French départements.

Strategic considerations and French national interest were the main engines of French foreign policy in the Revolutionary decade but not the only ones. Elsewhere in Europe, native patriots invited French support against their own ruling princes or oligarchies. Europe was divided not simply by a conflict between Revolutionary France and other states but by conflicts within various states between revolutionary or democratic forces and conservative or traditional forces. Indeed, abortive revolutionary movements had already occurred in the Austrian Netherlands and in the United Provinces (Dutch Netherlands). When French troops occupied their country in 1795, Dutch "Patriots" set up the Batavian Republic, the first of what became a belt of "sister republics" along France’s borders.

By 1797 Prussia and Spain had made peace with France, but Austria and Britain continued the struggle. In 1796 the French had launched an attack across the Alps aimed at Habsburg Lombardy, from which they hoped to drive north toward Vienna. Commanded by General Napoleon Bonaparte, this campaign succeeded beyond expectations. In the process, northern Italy was liberated from Austria, and the Habsburgs were driven to the peace table, where they signed the Treaty of Campo Formio on 26 Vendémiaire, year VI (October 17, 1797). Italian revolutionaries under French protection proclaimed the Cisalpine Republic in northern Italy, later joined by the Helvetic Republic in Switzerland, and two very shaky republics—the Roman Republic in central Italy and the Parthenopean Republic in the south around Naples. All these republics were exploited financially by the French, but then again their survival depended on the costly presence of French troops. The French interfered in their internal politics, but this was no more than the Directory was doing at home. Because these republics could not defend themselves in isolation, they acted like sponges on French resources as much as they provided treasure or other benefits to France. France’s extended lines of occupation made it extremely vulnerable to attack when Britain organized a second coalition in 1798 that included Russia and Austria. But when the battles were over, Switzerland, northern Italy, and the Netherlands remained in the French sphere of influence.

The treasure coming from the sister republics was desperately needed in Paris since French finances were in total disarray. The collapse of the assignats and the hyperinflation of 1795–96 not only destroyed such social programs as public assistance pensions and free public schooling but also strained the regime’s capacity to keep its basic institutions running. In 1797 the government finally engineered a painful return to hard currency and in effect wrote down the accumulated national debt by two-thirds of its value in exchange for guaranteeing the integrity of the remaining third.

The Consulate

The revisionists who engineered the Brumaire coup intended to create a strong, elitist government that would curb the republic’s political turmoil and guarantee the conquests of 1789. They had in mind what might be called a senatorial oligarchy rather than a personal dictatorship. General Bonaparte, however, advocated a more drastic concentration of power. Within days of the coup, Napoleon emerged as the dominant figure, an insistent and persuasive presence who inspired confidence. Clearly outmaneuvered, Sieyès soon withdrew from the scene, taking with him his complex notions of checks and balances. While the regime, known as the Consulate, maintained a republican form, Napoleon became from its inception a new kind of authoritarian leader.

Approved almost unanimously in a plebiscite by 3,000,000 votes (of which half may have been manufactured out of thin air), the Constitution of the year VIII created an executive consisting of three consuls, but the first consul wielded all real power. That office was, of course, vested in Napoleon. In 1802, after a string of military and diplomatic victories, another plebiscite endowed him with the position for life. By 1804 Napoleon’s grip on power was complete, and belief in his indispensability was pervasive in the governing class. In April 1804 various government bodies agreed “that Napoleon Bonaparte be declared Emperor and that the imperial dignity be declared hereditary in his family.” The constitution of the year XII (May 1804), establishing the empire, was approved in a plebiscite by more than 3,500,000 votes against about 2,500. (After this point General Bonaparte was known officially as Emperor Napoleon I.)

The constitution of 1791, the Convention, and the Directory alike had been organized around representation and legislative supremacy, the fundamental political principles first proclaimed in June 1789 by the National Assembly. This tradition came to an end with the Consulate. Its new bicameral legislature lost the power to initiate legislation; now the executive branch drafted new laws. One house (the Tribunate) debated such proposals, either endorsed or opposed them, and then sent deputies to present its opinion to the other house, the Corps Législatif, which also heard from government spokesmen. Without the right to debate, the Corps Législatif then voted on whether to enact the bill. Even these limited powers were rarely used independently, since both houses were appointed in the first instance by the government and later renewed by co-option. When certain tribunes such as Benjamin Constant did manifest a critical spirit, they were eventually purged, and in 1807 the Tribunate was suppressed altogether. On the whole, then, the legislative branch of government became little more than a rubber stamp.

After the Brumaire coup, Sieyès had envisaged an independent institution called the Senate to conserve the constitution by interpreting it in the light of changing circumstances. In practice, the Senate became the handmaiden of Napoleon’s expanding authority, sanctioning changes such as the life consulship, the purge of the Tribunate, and Napoleon’s elevation to the rank of hereditary emperor. For creating “legislation above the laws” at Napoleon’s behest, its 80 handpicked members were opulently rewarded with money and honours. As power shifted decisively to the executive branch, Napoleon enlisted a new institution called the Conseil d’État (Council of State) to formulate policy, draft legislation, and supervise the ministries. Appointed by the first consul, this body of experienced jurists and legislators was drawn from across the former political spectrum. Talent and loyalty to the new government were the relevant criteria for these coveted posts.

The Consulate did not entirely eliminate the electoral principle from the new regime, but voters were left with no real power, and elections became an elaborate charade. Citizens voted only for electoral colleges, which in turn created lists of candidates from which the government might fill occasional vacancies in the Conseil d’État or Senate. In the event, the primary assemblies of voters were rarely convened, and membership in the electoral colleges became a kind of honorific lifetime position. The judiciary, too, lost its elective status. In the hope of creating a more professional and compliant judiciary, the Consulate’s sweeping judicial reform provided for lifetime appointments of judges—which did not prevent Napoleon from purging the judiciary in 1808. Napoleon was also disposed to eliminate criminal juries as well, but the Conseil d’État prevailed on him to maintain them.

Successive Revolutionary regimes had always balanced local elections with central control, but the Consulate destroyed that balance completely. The Local Government Act of February 1800 eliminated elections for local office entirely and organized local administration from the top down. To run each département, the Consulate appointed a prefect, reminiscent of the old royal intendants, who was assisted by subprefects on the level of the arrondissements (subdistricts of the départements) and by appointed mayors in each commune. The original Revolutionary commitment to local autonomy gave way before the rival principles of centralization and uniformity. The prefect became the cornerstone of the Napoleonic dictatorship, supervising local government at all levels, keeping careful watch over his département’s “public spirit,” and above all assuring that taxes and conscripts flowed in smoothly. While even the most trivial local matter had to be referred to the prefect, all major decisions taken by the prefect had in turn to be sanctioned by the interior ministry in Paris.

Loss of political freedom

Politics during the Directory had been marked by an unwholesome combination of ferocious partisanship and massive apathy. Weary of political turmoil and disillusioned by politicians of all kinds, most Frenchmen now accepted the disappearance of political freedom and participation with equanimity. The few who still cared passionately enough to resist collided with the apparatus of a police state. A regime that entirely avoided genuine elections would scarcely permit open political dissent. Where the Directory had been ambivalent about freedom of association, for example, the Consulate simply banned political clubs outright and placed Jacobin and royalist cadres under surveillance by the police ministry. In 1801, blaming democratic militants for a botched attempt to assassinate him with a bomb as his carriage drove down the rue Saint-Nicaise—a plot actually hatched by fanatical royalists—Napoleon ordered the arrest and deportation to Guiana of about 100 former Jacobin and sansculotte militants. In 1804 he had the duc d’Enghien, a member of the Bourbon family, abducted from abroad, convicted of conspiracy by a court-martial, and executed.

Outspoken liberals also felt the lash of Napoleon’s intolerance for any kind of opposition. After he purged the Tribunate, the consul registered his displeasure with the salon politics of liberal intellectuals by dissolving the Class of Moral and Political Science of the National Institute in 1803. One of the most principled liberals, Madame de Staël, chose to go into exile rather than exercise the self-censorship demanded by the regime. Meanwhile, the only newspapers tolerated were heavily censored. Paris, for example, had more than 70 newspapers at the time of the Brumaire coup; by 1811 only 4 quasi-official newspapers survived, ironically the same number as had existed before 1789. In the provinces each département had at most 1 newspaper, likewise of quasi-official character. The reimposition of censorship was matched by Napoleon’s astute management of news and propaganda.

Society in Napoleonic France

The civil code

The Napoleonic Code had a far greater impact on postrevolutionary society than did the social innovations. This ambitious work of legal codification, perhaps the crowning glory of the Conseil d’État, consolidated certain basic principles established in 1789: civil equality and equality before the law; the abolition of feudalism in favour of modern contractual forms of property; and the secularization of civil relations. Codification also made it easier to export those principles beyond the borders of France. In the area of family relations, however, the Napoleonic Code was less a codification of Revolutionary innovations than a reaction against them. By reverting to patriarchal standards that strengthened the prerogatives of the husband and father, it wiped out important gains that women had made during the Revolution. The code’s spirit on this subject was summed up in its statement that “a husband owes protection to his wife; a wife owes obedience to her husband.” Wives were again barred from signing contracts without their husbands’ consent, and a wife’s portion of the family’s community property fell completely under her husband’s control during his lifetime. The code also curbed the right of equal inheritance, which the Revolution had extended even to illegitimate children, and increased the father’s disciplinary control over his children.

The code also rolled back the Revolution’s extremely liberal divorce legislation. When marriage became a civil rite rather than an obligatory religious sacrament in 1792, divorce became possible for the first time. Divorce could be obtained by mutual consent but also for a range of causes including desertion and simple incompatibility. Under the Napoleonic Code, contested divorce was possible only for unusually cruel treatment resulting in grave injury and for adultery on the part of the wife. Faced with an unfaithful husband, however, “the wife may demand divorce on the ground of adultery by her husband [only] when he shall have brought his concubine into their common residence.”

Napoleonic policy frequently reacted against the Revolution’s liberal individualism. While the regime did not restore the guilds outright, for example, it reimposed restrictive or even monopolistic state regulation on such occupational groups as publishers and booksellers, the Parisian building trades, attorneys, barristers, notaries, and doctors. Napoleon wished to strengthen the ties that bound individuals together, which derived from religion, the family, and state authority. Napoleon’s domestic innovations—the prefectorial system, with its extreme centralization of administrative authority; the university, a centralized educational bureaucracy that scrutinized all types of teachers; the concordat with the Vatican that reversed the secularizing tendencies of the Revolution; the civil code, which strengthened property rights and patriarchal authority; and the Legion of Honour, which rewarded service to the state—all endured in the 19th century despite a succession of political upheavals. Historians who admire Napoleon consider these innovations the “granite masses” on which modern French society developed.

Campaigns and conquests, 1797–1807

Napoleon’s sway over France depended from the start on his success in war. After his conquest of northern Italy in 1797 and the dissolution of the first coalition, the Directory intended to invade Britain, France’s century-long rival and the last remaining belligerent. Concluding that French naval power could not sustain a seaborne invasion, however, the government sent Napoleon on a military expedition to Egypt instead, hoping to choke off the main route to Britain’s Indian empire. When the expedition bogged down in disease and military stalemate, its commander quietly slipped past a British naval blockade to return to France, where (in the absence of accurate news from Egypt) he was received as the nation’s leading military hero.

At the time of the Brumaire coup, the republic’s armies had been driven from Italy by a second coalition, but they had halted a multifront assault on France by the armies of Russia, Austria, and Britain. The republic, in other words, was no longer in imminent military danger, but the prospect of an interminable war loomed on the horizon. After Brumaire the nation expected its new leader to achieve peace through decisive military victory. This promise Napoleon fulfilled, once again leading French armies into northern Italy and defeating Austria at the Battle of Marengo in June 1800. Subsequent defeats in Germany drove Austria to sign the peace treaty of Lunéville in February 1801. Deprived of its Continental allies for the second time, a war-weary Britain finally decided to negotiate. In March 1802 France and Britain signed the Treaty of Amiens, and for the first time in 10 years Europe was at peace.

Within two years, however, the two rivals were again in a state of war. Most historians agree that neither imperial power was solely responsible for the breakdown of this peace, since neither would renounce its ambitions for supremacy. Napoleon repeatedly violated the treaty’s spirit—by annexing Piedmont, occupying the Batavian Republic, and assuming the presidency of the Cisalpine Republic. To Britain, the balance of power in Europe required an independent Italy and Dutch Netherlands. Britain violated the letter of the treaty, however, by failing to evacuate the island of Malta as it had promised.

Once again, British naval power frustrated Napoleon’s attempt to take the war directly to British soil, and there was little actual fighting until Britain was able to form a new Continental coalition in 1805. At the Battle of Trafalgar (October 21, 1805), British naval gunners decimated the French and Spanish fleets, ending all thought of a cross-Channel invasion. Napoleon turned instead against Britain’s Austrian and Russian allies. He surprised the Austrians at Ulm and then smashed them decisively at the Battle of Austerlitz (December 2, 1805), probably his most brilliant tactical feat. Under the Treaty of Pressburg (criticized by the French foreign minister Charles-Maurice de Talleyrand as entirely too harsh), Austria paid a heavy indemnity, ceded its provinces of Venetia and Tyrol, and allowed Napoleon to abolish the Holy Roman Empire. Prussia, kept neutral for a time by vague promises of sovereignty over Hanover, finally mobilized against France, only to suffer humiliating defeats at the Battles of Jena and Auerstädt in October 1806. The French occupied Berlin, levied a huge indemnity on Prussia, seized various provinces, and turned northern Germany into a French sphere of influence. The ensuing campaign against Russia’s army in Europe resulted in a bloody stalemate at the Battle of Eylau (February 8, 1807), leaving Napoleon in precarious straits with extremely vulnerable lines of supply. But, when fighting resumed that spring, the French prevailed at the Battle of Friedland (June 14, 1807), and Tsar Alexander I sued for peace. The Treaty of Tilsit, negotiated by the two emperors, divided Europe into two zones of influence, with Napoleon pledging to aid the Russians against their Ottoman rivals and Alexander promising to cooperate against Britain.

The Grand Empire

Napoleon now had a free hand to reorganize Europe and numerous relatives to install on the thrones of his satellite kingdoms. The result was known as the Grand Empire. Having annexed Tuscany, Piedmont, Genoa, and the Rhineland directly into France, Napoleon placed the Kingdom of Holland (which until 1806 was the Batavian Commonwealth) under his brother Louis, the Kingdom of Westphalia under his brother Jérôme, the Kingdom of Italy under his stepson Eugène as his viceroy, the Kingdom of Spain under his brother Joseph, and the Grand Duchy of Warsaw (carved out of Prussian Poland) under the nominal sovereignty of his ally the king of Saxony, Frederick Augustus I. To link his allied states in northern and southern Germany, Napoleon created the Confederation of the Rhine. Even Austria seemed to fall into Napoleon’s sphere of influence, with his marriage to Archduchess Marie-Louise in 1810. (Since the emperor had no natural heirs from his marriage to Joséphine Beauharnais, he reluctantly divorced her and in 1810 married the Austrian princess, who duly bore him a son the following year.)

The Continental System

Britain, however, was insulated from French military power; only an indirect strategy of economic warfare remained possible. Thus far Britain had driven most French merchant shipping from the high seas, and in desperation French merchants sold most of their ships to neutrals, allowing the United States to surpass France in the size of its merchant fleet. But after his string of military victories, Napoleon believed that he could choke off British commerce by closing the Continent to its ships and products. With limited opportunities to sell its manufactured goods, he believed, the British economy would suffer from overproduction and unemployment, while the lack of foreign gold in payment for British exports would bankrupt the treasury. As France moved into Britain’s foreign markets, Britain’s economic crisis would drive its government to seek peace. Accordingly, Napoleon launched the “Continental System”: in the Berlin Decree of November 1806, he prohibited British trade with all countries under French influence, including British products carried by neutral shipping. When the British retaliated by requiring all neutral ships to stop at British ports for inspection and licenses, Napoleon threatened to seize any ship stopping at English ports. Thus, a total naval war against neutrals erupted.

Economic warfare took its toll on all sides. While France did make inroads in cotton manufacturing in the absence of British competition, France and especially its allies suffered terribly from the British blockade, in particular from a dearth of colonial raw materials. The great Atlantic ports of Nantes, Bordeaux, and Amsterdam never recovered, as ancillary industries such as shipbuilding and sugar refining collapsed. The axis of European trade shifted decisively inland. The Continental System did strain the British economy, driving down exports and gold reserves in 1810, but the blockade was extremely porous. Because Europeans liked British goods, smugglers had incentive to evade the restrictions in such places as Spain and Portugal. By 1811, moreover, a restive Tsar Alexander withdrew from the Continental System. Thus, the most dire effect of the Continental System was the stimulus it gave Napoleon for a new round of aggression against Portugal, Spain, and Russia.

By 1810 almost 300,000 imperial troops were bogged down in Iberia, struggling against a surprisingly vigorous Spanish resistance and a British expeditionary force. Then, in 1812, Napoleon embarked on his most quixotic aggression—an invasion of Russia designed to humble “the colossus of Northern barbarism” and exclude Russia from any influence in Europe. The Grand Army of 600,000 men that crossed into Russia reached Moscow without inflicting a decisive defeat on the Russian armies. By the time Napoleon on October 19 belatedly ordered a retreat from Moscow, which had been burned to the ground and was unfit for winter quarters, he had lost two-thirds of his troops from disease, battle casualties, cold, and hunger. The punishing retreat through the Russian winter killed most of the others. Yet this unparalleled disaster did not humble or discourage the emperor. Napoleon believed that he could hold his empire together and defeat yet another anti-French coalition that was forming. He correctly assumed that he could still rely on his well-honed administrative bureaucracy to replace the decimated Grand Army.

Conscription

Building on the Directory’s conscription law of September 1798, the Napoleonic regime, after considerable trial and error, had created the mechanisms for imposing on the citizens of France and the annexed territories the distasteful obligation of military service. Each year the Ministry of War Administration assigned a quota of conscripts for every département. Using communal birth registers, the mayor of each commune compiled a list of men reaching the age of 19 that year. After a preliminary examination to screen out the manifestly unfit and those below the minimum height of 5 feet 1 inch (1.5 metres), the young men drew numbers in a lottery at the cantonal seat. Doctors in the departmental capitals later ruled on other claims for medical exemptions, and in all about a third of the youths avoided military service legally as physically unfit. Though married men were not exempt from the draft, two other means of avoiding induction remained, apart from drawing a high number: the wealthy could purchase a replacement, and the poor could flee.

For Napoleon’s prefects, the annual conscription levy was the top priority and draft evasion the number-one problem in most départements. Persistence, routine stepped-up policing, and coercion gradually overcame the chronic resistance. Napoleon had begun by drafting 60,000 Frenchmen annually, but by 1810 the quota hit 120,000, and the first of many “supplementary levies” was decreed to call up men from earlier classes who had drawn high numbers. In January 1813, after the Russian disaster, Napoleon replenished his armies by calling up the class of 1814 a year early and by repeated supplementary levies. Because he could still rely on his conscription machine, Napoleon consistently rebuffed offers by the allies to negotiate peace. Only after he lost the decisive Battle of Leipzig in October 1813 and was driven back across the Rhine did the machine break down. His call of November 1813 for 300,000 more men went largely unfilled. With the troops at his disposal, the emperor fought the Battle of France skillfully, but he could not stop the allies. Shortly after Paris fell, he abdicated, on April 6, 1814, and departed for the island of Elba. France was reduced to its 1792 borders, and the Bourbons returned to the throne. Altogether—along with large levies of Italians, Germans, and other foreigners from the annexed territories and satellite states—nearly 2,500,000 Frenchmen had been drafted by Napoleon, and at least 1,000,000 of these conscripts never returned, roughly half that number being casualties and the other half imprisoned or missing.

The most sympathetic explanation for Napoleon’s relentless aggression holds that he was responding to the irreducible antagonism of Britain: French power and glory were the only antidotes to John Bull’s arrogance. Others have argued that Napoleon’s vendetta against Britain was merely a rationalization for a mad 10-year chase across Europe to establish a new version of Charlemagne’s empire. This “imperial design” thesis, however, makes sense only in 1810, as a way Napoleon might have organized his conquests and not as the motivation for them. (Only retrospectively did Napoleon write, “There will be no repose for Europe until she is under only one Head…an Emperor who should distribute kingdoms among his lieutenants.”) In the end, one is thrown back on the explanation of temperament. In his combination of pragmatism and insatiable ambition, this world-historic figure remains an enigma. Increasingly “aristocratic” at home and “imperial” abroad, Napoleon was obviously something more than the “general of the Revolution.” And yet, with civil code in one hand and sabre in the other, Napoleon could still be seen by Europeans as a personification on both counts of the French Revolution’s explosive force.